Law Office of Howard M. Rosenfield

For Professionals

Attorney & Professional Referrals

Howard M. Rosenfield welcomes referrals from attorneys, accountants, financial planners, and other professionals whose clients have suffered investment losses due to broker or advisor misconduct.

Why Refer To Howard

35 Years. Thousands Of Clients. One Focus.

Securities arbitration and investment fraud litigation is a highly specialized field. Howard Rosenfield has dedicated his entire 35-year career to representing investors — it is all he does, and all he has ever done.

When you refer a client to Howard, you can be confident they will receive experienced, attentive representation from an attorney who knows this area of law as well as anyone in the country.

All cases are handled on a contingent fee basis. Your client pays nothing unless Howard makes a recovery on their behalf. There is never any charge for an initial consultation.

Specialized expertise
Securities arbitration is all Howard does. 35 years focused exclusively on representing investors against brokers and brokerage firms.
Contingent fee — no cost to your client
Your client pays nothing unless Howard makes a recovery. No upfront costs, no hourly fees, no obligation.
Prompt response
Howard personally reviews every referral and responds quickly with an honest assessment of the potential claim.
National and international reach
Howard represents investors from 38+ states and multiple countries in FINRA arbitration, JAMS, NFA, and federal court.
Referral relationships respected
Howard values long-term professional relationships. Many of his cases come from attorneys, accountants, and other professionals who refer repeatedly.
Full case handling
Howard handles all aspects of the case from intake through resolution. Your client receives dedicated personal attention throughout.

Who Refers To Howard

Attorneys

General practice attorneys, estate lawyers, divorce attorneys, and criminal defense counsel whose clients disclose investment losses. We welcome co-counsel arrangements where appropriate.

Accountants & CPAs

Accountants who discover broker misconduct while reviewing client finances — unauthorized trading, excessive fees, unsuitable products. These are often the strongest cases.

Financial planners

Fee-only financial planners and advisors who discover a new client was harmed by a previous broker or advisor. Your discovery of the misconduct is often the starting point of the claim.

From Fellow Professionals

★★★★★

"Attorney Rosenfield brings clients a unique combination of qualities — encyclopedic knowledge of securities industry rules and case law and extraordinary interpersonal skills necessary to help clients navigate the arbitration process."

— Andy Wunsch, Attorney
★★★★★

"As a colleague in PIABA I know Howard to be hard working and thorough and makes a great effort to protect his clients."

— Stuart E. Finer, PIABA
★★★★★

"I have always been confident to refer my clients to Howard. If there are securities issues, he is my go to guy. He has the knowledge and experience to solve my client's problems."

— Referring Attorney
★★★★★

"Howard is extremely skilled at representing clients injured by financial crimes or broker malfeasance. I strongly recommend him."

— Polinsky Law Group

Make A Referral

Refer A Client Today

Contact Howard directly to discuss a potential referral. All inquiries are confidential. Howard responds promptly and will give you an honest assessment of the claim.

(800) 637-3243 howardrosenfield@stockbrokerproblems.com
35+
Years of experience
1,000+
Clients represented